Compliance Roles
Role definitions and responsibilities for compliance governance
11 articles
1.1.1 Executive Leadership
Executive leadership represents the cornerstone of any successful compliance program, serving as the strategic architects who transform regulatory obl...
1.2.1 Operations Management
Operations management roles ensure the daily execution of compliance requirements while maintaining service delivery and operational efficiency. These...
1.3.1 Platform Engineering
Platform engineering represents the technical foundation upon which all compliance capabilities operate, designing and implementing the infrastructure...
1.4.1 Audit and Assurance Roles
Audit and assurance roles provide independent validation of compliance program effectiveness while ensuring that organizational controls meet regulato...
1.5.1 Role Responsibility Matrix
The Role Responsibility Matrix serves as the organizational foundation for compliance accountability, defining precisely who performs, supports, appro...
1.1.2 Compliance and Legal Roles
The compliance and legal function provides specialized expertise in regulatory interpretation, risk assessment, and organizational governance. These r...
1.2.2 Security Operations
Security operations represent the tactical implementation of compliance requirements, transforming regulatory mandates into daily operational procedur...
1.3.2 Development Engineering
Development engineering roles bridge the gap between business requirements and technical implementation, creating the software applications and system...
1.5.2 Information Access Hierarchy
The Information Access Hierarchy defines the structured approach to distributing compliance information across organizational roles while maintaining...
1.1.3 Risk Management Roles
Risk management roles provide the analytical foundation for compliance decision-making, ensuring that compliance investments align with actual risk ex...
1.2.3 Environment and Release Management
Environment and release management roles ensure the controlled deployment and operation of compliance systems across diverse operational environments....